Barrington Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrington Gordon, who also goes by Barrington Alexander Gordon, Barry Gordon, was a registered financial professional .
Barrington is a previously registered financial professional and started their career in finance in 1998. Barrington had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - July 13, 2018
AST INVESTMENT SERVICES, INC.
March 8, 2012 - July 13, 2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 3, 2007 - March 5, 2012
VOYA FINANCIAL PARTNERS, LLC
May 3, 2007 - March 5, 2012
VOYA FINANCIAL PARTNERS, LLC
March 5, 2007 - May 1, 2007
SENTINEL PENSION ADVISORS, LLC.
March 28, 2006 - May 1, 2007
SENTINEL SECURITIES, LLC.
December 3, 2003 - November 5, 2004
ORBITEX FUNDS DISTRIBUTOR, INC.
September 27, 2002 - October 14, 2003
VP DISTRIBUTORS LLC
January 1, 2002 - August 27, 2002
JOHN HANCOCK DISTRIBUTORS LLC
October 22, 2001 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
July 27, 2001 - October 2, 2001
TOWER SQUARE SECURITIES, INC.
April 3, 2000 - June 14, 2001
CITIGROUP GLOBAL MARKETS INC.
June 29, 1998 - December 31, 1999
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AST INVESTMENT SERVICES, INC.
CRD#: 108897 / SEC#: 801-40532
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 93,541,799,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
