Michael E. Taylor
Professional summary
Michael Edward Taylor is a registered financial professional currently at PEAKSTONE SECURITIES, LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2019 - Present
PEAKSTONE SECURITIES, LLC
Office #1: 550 West Van Buren Street Suite 1460, Chicago, IL 60607September 8, 2015 - June 1, 2018
KEYBANC CAPITAL MARKETS INC.
May 12, 2009 - September 8, 2015
BMO CAPITAL MARKETS CORP.
May 14, 1998 - February 17, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PEAKSTONE SECURITIES, LLC
CRD#: 157146 / SEC#: , 8-68835
Contact information
FINRA licenses (16 States and Territories)
Red Flags
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