Zendola J. Potter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zendola Jean Potter, who also goes by Zendola Jean Cox, Zendola J Cox Foster, Zen Hall, Zendola Cox Hall, Zendola J Cox Hall, Zen Jean Potter, was a registered financial professional .
Zendola is a previously registered financial professional and started their career in finance in 1998. Zendola had worked at 4 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2016 - September 20, 2016
BROWN ADVISORY
October 11, 2005 - April 28, 2016
ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC
December 17, 2001 - July 1, 2004
ONEAMERICA SECURITIES, INC.
December 17, 1998 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
Primary Firm SEC Registration
BROWN ADVISORY
CRD#: 106375 / SEC#: 801-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWN ADVISORY
CRD#: 106375 / SEC#: 801-47290
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,744 |
| AUM (Assets Under Management) | $ 7,319,916,211 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 10/28/2024 | ||
| 01/24/2024 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
