TP
Terresa G. Pratt
THE HUNTINGTON INVESTMENT COMPANY
Huntington, WV 25701
Some features on this profile are disabled
CRD#: 3050235
TP
Professional summary
Terresa Gay Tawney Pratt, who also goes by Terresa G Pratt, Terresa T Pratt, Terresa Pratt, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Huntington, West Virginia.
Terresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Terresa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Terresa G Pratt | Terresa T Pratt | Terresa Pratt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GREATER HUNTINGTON ESTATE PLANNING COUNCIL POSITION: Past President / Current Member NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2018 ADDRESS: 325 8th Street, Huntington WV 25701 DESCRIPTION: The National Association of Estate Planners & Councils (NAEPC) will be the association of choice for professionals engaged in the practice of estate planning. NAEPC will foster the multi-disciplinary approach to estate planning designed to meet the needs of clients of all stages of their lives, with an emphasis on wealth preservation and legacy. PERSONAL OWNERSHIP POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 172 Township Road 1357, South point OH 45680, United States DESCRIPTION: Single Home, Rental DEVELOPMENTAL THERAPY CENTER POSITION: Board Member NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 803 7th Avenue, Huntington WV 25701, United States DESCRIPTION: Developmental Therapy Center (DTC) is a 501 (c) (3) non-profit organization. Providing quality occupational therapy, physical therapy, speech-language therapy, and special instruction services to those with special needs in the Tri-State area, regardless of the patient's disability or ability to pay for the services.
CRS (Client Relationship Summary) - RIA
Click below to view Terresa Gay Tawney Pratt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Terresa Gay Tawney Pratt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2010 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Huntington Office 919 Fifth Avenue, Huntington, WV 25701RIA
BD
CRD#: 16986
Huntington, WV
Current
May 5, 2010 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Huntington Office 919 Fifth Avenue, Huntington, WV 25701RIA
BD
CRD#: 16986
Huntington, WV
Past
October 1, 2008 - August 13, 2009
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
HUNTINGTON, WV
Past
October 1, 2008 - August 13, 2009
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HUNTINGTON, WV
Past
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
RIA
CRD#: 18718
HUNTINGTON, WV
Past
July 1, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
HUNTINGTON, WV
Past
September 23, 2005 - September 27, 2006
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
HUNTINGTON, WV
Past
September 22, 2005 - July 1, 2006
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
HUNTINGTON, WV
Past
October 1, 1998 - November 13, 2003
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
HUNTINGTON, WV
Past
May 14, 1998 - November 13, 2003
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/14/2021)
RR
Florida(5/5/2010)
RR
Georgia(9/13/2022)
RR
Indiana(9/26/2023)
RR
Kansas(7/1/2021)
RR
Kentucky(5/5/2010)
RR
Michigan(3/10/2022)
RR
New Jersey(11/22/2024)
RR
North Carolina(5/5/2010)
RR
Ohio(5/5/2010)
RR
Pennsylvania(8/15/2011)
RR
South Carolina(11/5/2013)
RR
Tennessee(7/16/2025)
RR
Virginia(11/29/2010)
RR
West Virginia(5/5/2010)
IAR
West Virginia(5/13/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986Huntington, WV 25701TRUST BUT VERIFY
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