Jeffery J. Giyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery James Giyer was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2002. Jeffery had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2013 - May 7, 2014
REALTA EQUITIES, INC.
June 25, 2010 - September 6, 2012
STERLING ENTERPRISES GROUP, INC.
March 16, 2010 - June 28, 2010
RICHFIELD ORION FINANCIAL ADVISORS, INC.
January 27, 2010 - June 25, 2010
RICHFIELD ORION INTERNATIONAL, INC.
October 7, 2008 - December 31, 2009
OKOBOJI FINANCIAL SERVICES, INC.
October 1, 2007 - November 6, 2008
PEAK SECURITIES CORPORATION
August 21, 2002 - January 8, 2007
WADDELL & REED
July 25, 2002 - January 8, 2007
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
