Benjamin S. Lechtman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Samuel Lechtman, who also goes by B Duke Lechtman, Duke Lechtman, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1970. Benjamin had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2004 - December 1, 2017
SUMMIT FINANCIAL RESOURCES INC
August 31, 2004 - December 1, 2017
SUMMIT EQUITIES, INC.
August 30, 2004 - December 1, 2017
SUMMIT EQUITIES, INC.
April 13, 2004 - August 31, 2004
OSAIC FA, INC.
December 2, 2002 - August 31, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 2, 2002 - August 31, 2004
OSAIC FA, INC.
August 28, 2002 - November 14, 2002
PARK AVENUE SECURITIES LLC
April 3, 2001 - July 19, 2001
HUDSON SECURITIES,INC.
May 3, 1999 - March 15, 2001
PARK AVENUE SECURITIES LLC
September 27, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 15, 1992 - August 14, 1992
GIBRALTAR SECURITIES CO.
July 10, 1987 - July 16, 1987
WELLMONT SECURITIES, L.P.
September 4, 1985 - February 22, 1991
SYLVAN SECURITIES, INC.
August 6, 1985 - October 9, 1985
CORTLAND SECURITIES CORP.
December 5, 1983 - May 28, 1985
PEER SECURITIES, INC.
November 10, 1982 - June 4, 1985
GIBRALTAR SECURITIES CO.
July 28, 1970 - December 5, 1980
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/18/1962
Registered Representative ExaminationSeries 40
Date: 12/8/1975
Registered Principal ExaminationCurrent Firm
SUMMIT FINANCIAL RESOURCES INC
CRD#: 104990 / SEC#: 801-18223
Contact information
Red Flags
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