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JH

Johnhenry Brian Hubert

CRD# 3049563·Registered 1998 - 2026
Previously Registered: Being a previously registered professional could mean that Johnhenry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Johnhenry Brian Hubert, who also goes by John Henry B Hubert, was a registered financial advisor. Johnhenry was a previously registered financial professional and started their career in finance 1998 - 2026. Johnhenry had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Henry B Hubert

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SILVERLAKE WEALTH MANAGEMENT LLC·CRD# 165525
RIA
Rutland, VT
June 9, 2025 - July 1, 2026
CATAMOUNT ASSET MANAGEMENT LLC·CRD# 160043
RIA
Rutland, VT
February 15, 2012 - June 26, 2025
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
Rutland, VT
May 6, 2009 - December 31, 2011
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Rutland, VT
May 5, 2009 - December 31, 2011
OSAIC SERVICES, INC.·CRD# 133763
RIA
Rutland, VT
October 31, 2008 - May 6, 2009
OSAIC SERVICES, INC.·CRD# 133763
BD
Rutland, VT
October 31, 2008 - May 8, 2009
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
RIA
Rutland, VT
October 31, 2003 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Rutland, VT
October 1, 2002 - October 31, 2008
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
July 15, 1998 - October 1, 2002

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Current Firm

SW
SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - SEC (6/3/2015 Approved)
Vermont
Registered Investment Advisory firm - Vermont (3/14/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

33 Blair Park Road Suite 100, Williston, VT 05495

Phone Number

(802) 857-5083

# of Employees

13

SEC notice filing (19 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SILVER LAKE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (7/1/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,641

AUM (Assets Under Management)

$849,074,948

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Rutland, VT. 05701; Insurance sales; Implementation of insurance recommendations; 5 hours per month, 0 during trading hours: Licensed insurance agent

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SILVERLAKE WEALTH MANAGEMENT LLC

ESSEX WEALTH MANAGEMENT LLC | SILVERLAKE WEALTH MANAGEMENT LLC | SILVER LAKE WEALTH MANAGMENT LLC

CRD#: 165525 / SEC#: 801-97340
RIA
Registered Investment Advisory firm - SEC (6/3/2015 Approved)
Vermont
Registered Investment Advisory firm - Vermont (3/14/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JH
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