John Le Cheminant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Le Cheminant, who also goes by John Le Cheminant, John Lecheminant, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2010 - September 4, 2012
SUNSET FINANCIAL SERVICES, INC.
October 7, 2009 - September 4, 2012
SUNSET FINANCIAL SERVICES, INC.
January 2, 2008 - September 25, 2009
GROVE POINT INVESTMENTS, LLC
January 2, 2008 - September 25, 2009
GROVE POINT INVESTMENTS, LLC
March 13, 2003 - December 31, 2007
EQUITY SERVICES, INC.
April 24, 2000 - December 31, 2007
EQUITY SERVICES, INC.
August 29, 1997 - April 20, 2000
SIGNATOR INVESTORS, INC.
January 30, 1995 - August 29, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 2, 1978 - December 31, 1994
LOCUST STREET SECURITIES, INC.
October 6, 1976 - January 27, 1978
NEW ENGLAND SECURITIES
April 1, 1971 - October 23, 1976
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/23/1971
Registered Representative ExaminationCurrent Firm
SUNSET FINANCIAL SERVICES, INC.
CRD#: 3538 / SEC#: 801-71636, 8-14148
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KANSAS CITY LIFE INSURANCE COMPANY, INC. | PARENT COMPANY - OWNER | |
| ALVEY, DANIEL D'ANGELO | FINOP | 8114927 |
| BIXBY, ROBERT PHILIP | DIRECTOR | 2109740 |
| BIXBY, WALTER EDWIN III | DIRECTOR | 2687392 |
| BRANDT, JANICE LEE | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER | 3232016 |
| DENNEY, SUSANNA JAYNE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2467520 |
| LAIRD, DAVID ARNOLD | DIRECTOR | |
| MASON, ALAN CRAIG JR | SECRETARY, DIRECTOR | |
| MILTON, MARK ALAN | DIRECTOR | 2155553 |
| NOGALSKI, JOHN LOUIS | VICE PRESIDENT, TAXES | 8083220 |
| PEIL, KRISTEN MICHELLE | AVP | 2438293 |
| PIEPER, JENNIFER KAY | VICE PRESIDENT, TREASURER & CONTROLLER | 7832157 |
| ULLOM, KELLY TODD | PRESIDENT / DIRECTOR | 1569201 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
