Christopher A. Hotze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Andrew Hotze was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2012 - December 31, 2014
MAXOUT SAVINGS ADVISORS LLC
September 9, 1998 - December 31, 2000
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MAXOUT SAVINGS ADVISORS LLC
CRD#: 137307 / SEC#: 801-64827
Contact information
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 75,248,355 |
Red Flags
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