Juanita J. Cantley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juanita Jayne Cantley, who also goes by J. Jayne Cantley, Jayne Cantley, Juanita Jayne Smith, was a registered financial professional .
Juanita is a previously registered financial professional and started their career in finance in 1998. Juanita had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2016 - December 31, 2017
FORTUNE FINANCIAL SERVICES, INC.
June 20, 2012 - September 3, 2014
THE LEADERS GROUP, INC.
June 21, 2011 - July 5, 2011
GRADIENT SECURITIES, LLC
April 13, 2009 - June 8, 2011
SIGNATOR FINANCIAL SERVICES, INC.
May 2, 2006 - April 26, 2007
MADISON AVENUE SECURITIES, LLC
April 26, 2005 - May 31, 2006
FORTUNE FINANCIAL SERVICES, INC.
November 28, 2000 - July 6, 2004
SIGNATOR FINANCIAL SERVICES, INC.
November 4, 1999 - November 29, 2000
HAGAR FINANCIAL CORP.
July 7, 1998 - November 30, 1998
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
