Kenneth Costello
Professional summary
Kenneth Costello is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in Springfield, Massachusetts.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Costello's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2019 - Present
MML STRATEGIC DISTRIBUTORS, LLC
Office #1: 1295 State Street, Springfield, MA 01111October 22, 2019 - June 3, 2021
MML INVESTORS SERVICES, LLC
February 19, 2008 - July 31, 2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 28, 2006 - November 13, 2006
BTS SECURITIES CORPORATION
February 9, 2006 - July 7, 2006
FORTUNE FINANCIAL SERVICES, INC.
November 14, 2003 - May 27, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 5, 2003 - November 14, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 5, 2003 - November 15, 2003
OSAIC FA, INC.
January 22, 2001 - April 12, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 30, 1998 - June 9, 2000
AMUNDI DISTRIBUTOR US, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2021)
Exams
FINRA
Current Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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