Barbara S. Adelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Stolberg Adelman, who also goes by Barbara Ruth Stolberg, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1998. Barbara had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - April 22, 2021
HIGHPOINT PLANNING PARTNERS
November 8, 2013 - April 9, 2021
LPL FINANCIAL LLC
June 1, 2009 - November 20, 2013
MORGAN STANLEY
June 1, 2009 - November 20, 2013
MORGAN STANLEY
February 18, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 18, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 24, 2001 - February 22, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2000 - February 22, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 1998 - August 17, 1999
COWEN AND COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
HIGHPOINT PLANNING PARTNERS
CRD#: 163768 / SEC#: 801-76675
Contact information
Red Flags
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