Henry De Valle

OCEAN FINANCIAL ADVISORS LLC

Tallahassee, FL

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CRD#: 3049102

Professional summary

Henry De Valle, who also goes by Henry Devalle, is a registered financial advisor currently at OCEAN FINANCIAL ADVISORS LLC located in Tallahassee, Florida and OCEAN FINANCIAL SERVICES, LLC located in Tallahassee, Florida.

Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Henry has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry Devalle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry De Valle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2019 - Present

OCEAN FINANCIAL ADVISORS LLC

RIA

CRD#: 291950

Tallahassee, FL

Current

April 24, 2018 - Present

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289

Tallahassee, FL

Past

August 17, 2016 - April 20, 2018

EFG CAPITAL ADVISORS INC.

RIA

CRD#: 112224

MIAMI, FL

Past

November 10, 2009 - November 6, 2014

EFG CAPITAL ADVISORS LLC

RIA

CRD#: 145208

MIAMI, FL

Past

July 30, 2009 - April 20, 2018

EFG CAPITAL INTERNATIONAL

CRD#: 40118

KEY BISCAYNE, FL

Past

July 24, 1998 - July 22, 2009

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MIAMI, FL

Past

July 21, 1998 - July 22, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/24/2018)

Florida
(4/24/2018)

IAR

Florida
(7/23/2019)

New York
(4/24/2018)

Texas
(4/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OCEAN FINANCIAL ADVISORS LLC

CRD#: 291950 / SEC#:

Florida

Registered Investment Advisory firm - (11/20/2018 Approved)

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Contact information

Main Address

780 Nw 42nd Avenue Suite 500, Miami, FL 33126

Mailing Address

Phone number

(305) 461-6940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 8,483,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry De Valle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry De Valle's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCEAN FINANCIAL SERVICES, LLC

EFG CAPITAL ADVISORS INC.

EFG CAPITAL ADVISORS LLC

EFG CAPITAL INTERNATIONAL

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 6/18/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/7/1998

FINRA

Current Firm

OCEAN FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OCEAN FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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