Larry J. Lebow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Joe Lebow was a registered financial advisor .
Larry is a previously registered financial advisor and started their career in finance in 1974. Larry had worked at 9 firms and has passed the Series 65, Series 63, Series 000, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2001 - December 31, 2010
WELLS INVESTMENT SECURITIES,INC.
October 31, 1994 - December 31, 2006
GROVE POINT INVESTMENTS, LLC
August 18, 1994 - October 8, 2008
GROVE POINT INVESTMENTS, LLC
April 30, 1986 - July 18, 1994
LARRY LEBOW INVESTMENTS, INC.
April 4, 1986 - May 19, 1986
VCG SECURITIES, INC.
November 3, 1977 - May 30, 1979
E. F. HUTTON & COMPANY INC
November 17, 1976 - July 24, 1977
SHEARSON HAYDEN STONE INC.
December 4, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
June 13, 1974 - December 21, 1974
A. G. EDWARDS & SONS, INC.
June 8, 1974 - April 9, 1986
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 6/8/1974
General Securities Principal ExaminationSeries 1
Date: 6/8/1974
Registered Representative ExaminationSeries 8
Date: 11/23/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WELLS INVESTMENT SECURITIES,INC.
CRD#: 15252 / SEC#: , 8-31924
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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