Howard J. Lang

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CRD#: 3049066

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Howard James Lang, who also goes by Howard James Lang III, Howie Lang, was a registered financial professional .

Howard is a previously registered financial professional and started their career in finance in 1998. Howard had worked at 11 firms and has passed the Series 63, Series 65, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Howard James Lang Iii | Howie Lang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 24, 2006 - August 20, 2009

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

March 3, 2006 - October 10, 2006

TAFFERER TRADING, LLC

CRD#: 36816

LAKEWOOD, NJ

Past

February 27, 2004 - June 8, 2004

TRILLIUM BROKERAGE SERVICES, LLC

CRD#: 120064

NEW YORK, NY

Past

November 6, 2003 - March 3, 2004

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

September 24, 2003 - October 23, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

March 3, 2003 - April 7, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

November 18, 2002 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

May 8, 2000 - November 26, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

April 30, 1999 - May 21, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

July 27, 1998 - September 16, 1998

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

May 8, 1998 - August 4, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 8, 1998 - August 4, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/27/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/15/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 55

Date: 5/19/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/6/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/2000

General Securities Principal Examination

Current Firm

ECHOTRADE LLC

ECHOTRADE LLC | VAN BUREN SECURITIES, LLC

CRD#: 42239 / SEC#: , 8-49764

Terminated by SEC on 11/12/2013

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 01/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
DEETER, MISCHA	LIMITED PARTNER	5132163
DEWIT, JEFFREY JAMES	PRESIDENT
DUFAULT, VINCENT ALLEN	BOARD MEMBER	2566993
KELLER, ROBERT DENNIS	CHIEF OPERATING OFFICER
PARKER, MARTY LEE	BOARD MEMBER	2954332
REEB, ANDREW PAUL	CHIEF FINANCIAL OFFICER	4391114

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Howard J. Lang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TAFFERER TRADING, LLC

TRILLIUM BROKERAGE SERVICES, LLC

SCHONFELD SECURITIES, LLC

WORLDCO, L.L.C.

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

WORLDCO, L.L.C.

FIRST UNION BROKERAGE SERVICES, INC.

J.P. TURNER & COMPANY, L.L.C.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/1998

Series 65

Date: 5/15/1998

Series 55

Date: 5/19/2000

Series 7

Date: 5/6/1998

Series 24

Date: 9/19/2000

Current Firm

ECHOTRADE LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ECHOTRADE LLC

TRUST BUT VERIFY

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