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Howard James Lang

CRD# 3049066·Registered 1998 - 2009
Previously Registered: Being a previously registered professional could mean that Howard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Howard James Lang, who also goes by Howard James Lang III, Howie Lang, was a registered financial advisor. Howard was a previously registered financial professional and started their career in finance 1998 - 2009. Howard had worked at 11 firms and has passed the Series 63, Series 65, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Howard James Lang Iii, Howie Lang

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
October 24, 2006 - August 20, 2009
TAFFERER TRADING, LLC·CRD# 36816
BD
Lakewood, NJ
March 3, 2006 - October 10, 2006
TRILLIUM BROKERAGE SERVICES, LLC·CRD# 120064
BD
New York, NY
February 27, 2004 - June 8, 2004
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
November 6, 2003 - March 3, 2004
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
September 24, 2003 - October 23, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
March 3, 2003 - April 7, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
November 18, 2002 - March 3, 2003
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
May 8, 2000 - November 26, 2002
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
April 30, 1999 - May 21, 1999
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
July 27, 1998 - September 16, 1998
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 8, 1998 - August 4, 1998
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 8, 1998 - August 4, 1998

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Current Firm

EL
ECHOTRADE LLC

ECHOTRADE LLC | VAN BUREN SECURITIES, LLC

CRD#: 42239 / SEC#: 8-49764
BD
Terminated by SEC on 11/12/2013

Contact Information

Established

Delaware since 01/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DEETER, MISCHALIMITED PARTNER5132163
DEWIT, JEFFREY JAMESPRESIDENT—
DUFAULT, VINCENT ALLENBOARD MEMBER2566993
KELLER, ROBERT DENNISCHIEF OPERATING OFFICER—
PARKER, MARTY LEEBOARD MEMBER2954332
REEB, ANDREW PAULCHIEF FINANCIAL OFFICER4391114

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1998About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1998About the Series 65 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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