William B. Walsh

QUANTUM LEAP CAPITAL

South Burlington, VT 05403

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CRD#: 3049060

Professional summary

William Brendan Walsh, CFP® is a registered financial advisor currently at QUANTUM LEAP CAPITAL, LLC located in South Burlington, Vermont.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agent - 1-5 Hrs/Month 2. Real Estate Referral - Non Investment-Related - Reported Location - Independent - 04/2017 - 40 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brendan Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 2, 2013 - Present

QUANTUM LEAP CAPITAL, LLC

Office #1: 3 Baldwin Ave, South Burlington, VT 05403

RIA

CRD#: 165310

South Burlington, VT

Past

May 11, 1999 - January 8, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLCHESTER, VT

Past

April 30, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 30, 1999 - January 8, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLCHESTER, VT

Past

June 2, 1998 - October 23, 1998

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTUM LEAP CAPITAL, LLC

BRAZFORD WEALTH ADVISORS, LLC | QUANTUM LEAP CAPITAL, LLC

CRD#: 165310 / SEC#: 801-130581

RIA

Registered Investment Advisory firm - (7/31/2024 Approved)

New York

Registered Investment Advisory firm - (1/3/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2025 Terminated)

Vermont

Registered Investment Advisory firm - (1/6/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2013)

IAR

Vermont
(1/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QUANTUM LEAP CAPITAL, LLC

BRAZFORD WEALTH ADVISORS, LLC | QUANTUM LEAP CAPITAL, LLC

CRD#: 165310 / SEC#: 801-130581

RIA

Registered Investment Advisory firm - (7/31/2024 Approved)

New York

Registered Investment Advisory firm - (1/3/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2025 Terminated)

Vermont

Registered Investment Advisory firm - (1/6/2025 Terminated)

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Contact information

Main Address

3 Baldwin Ave, South Burlington, VT 05403

Mailing Address

Phone number

(802) 448-2882

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUANTUM LEAP CAPITAL DISCLOSURE BROCHURE (7/30/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 113,530,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William B. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brendan Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

UNITED SECURITIES ALLIANCE, INC.

Primary Firm SEC Registration

QUANTUM LEAP CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1999

Series 63

Date: 6/30/1998

Series 7

Date: 4/28/1999

Series 6

Date: 6/1/1998

Current Firm

QUANTUM LEAP CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTUM LEAP CAPITAL, LLC

TRUST BUT VERIFY

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