DP
David T. Provinsal
PARADIGM WEALTH ADVISORY LLC
Bridgewater, NJ 08807
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CRD#: 3049055
DP
Professional summary
David Timothy Provinsal is a registered financial advisor currently at PARADIGM WEALTH ADVISORY LLC located in Bridgewater, New Jersey and LPL FINANCIAL LLC located in Bridgewater, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/14/2016 - Paradigm Wealth Management LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 4/1/2016 - 100% 2) 04/20/2016 - no business name- inv rel - at reported business location(s) - Non-Variable Insurance - start 4/1/2016 - 100% 3) 11/10/2016: Paradigm Wealth Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/18/2016 - 80 Hours Per Month/0 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Paradigm Wealth Advisory, LLC, an independent investment advisor firm. I started this business activity in April 2016. I expect to spend approximately 80 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 01/21/2025- Paradigm Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/02/2025- 20 Hours Per Month- 20 Hours During Trading 5) 01/17/2025- Paradigm Advisor Group, LLC- Registered Investment Advisor- INV Related-I provide investment advisory services through Paradigm Advisor Group, LLC, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- At Reported Business Location(s)- Start date 01/10/2025- 20 Hours Per Month- 20 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view David Timothy Provinsal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2016 - Present
PARADIGM WEALTH ADVISORY LLC
Office #1: 1140 Highway 22 East Suite 105, Bridgewater, NJ 08807RIA
CRD#: 283120
Bridgewater, NJ
Current
April 26, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1140 Highway 22 East, #103, Bridgewater, NJ 08807Office #2: 601 Farm Lane, Doylestown, PA 18901Office #3: 30 Tower Lane, Avon, CT 06001RIA
BD
CRD#: 6413
Bridgewater, NJ
Past
May 4, 2012 - May 3, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
BRIDGEWATER, NJ
Past
February 28, 2011 - August 14, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
BRIDGEWATER, NJ
Past
November 19, 2009 - April 28, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BRIDGEWATER, NJ
Past
March 7, 2003 - November 13, 2009
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
June 21, 2001 - February 20, 2003
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
July 28, 2000 - April 27, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 28, 2000 - April 27, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
June 3, 1998 - March 10, 2000
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARADIGM WEALTH ADVISORY LLC
PARADIGM WEALTH ADVISORY LLC | PW ADVISORS
CRD#: 283120 / SEC#: 801-107403
RIA
Registered Investment Advisory firm - (3/23/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/29/2016)
RR
Arizona(4/26/2016)
RR
California(4/26/2016)
RR
Colorado(5/30/2017)
RR
Connecticut(4/26/2016)
RR
Delaware(4/26/2016)
RR
District of Columbia(1/8/2020)
RR
Florida(4/26/2016)
RR
Georgia(4/26/2016)
RR
Hawaii(8/14/2023)
RR
Idaho(1/22/2018)
RR
Illinois(4/26/2016)
RR
Indiana(4/26/2016)
RR
Kansas(8/28/2017)
RR
Louisiana(4/26/2016)
RR
Maryland(4/26/2016)
RR
Massachusetts(4/27/2016)
RR
Michigan(4/26/2016)
RR
Minnesota(4/26/2016)
RR
Missouri(1/23/2018)
RR
Nebraska(3/3/2017)
RR
New Hampshire(4/26/2016)
IAR
New Hampshire(4/1/2025)
RR
New Jersey(4/26/2016)
IAR
New Jersey(5/10/2016)
RR
New Mexico(1/7/2020)
RR
New York(4/26/2016)
RR
North Carolina(4/26/2016)
RR
North Dakota(7/28/2020)
RR
Ohio(1/19/2018)
RR
Oregon(5/28/2021)
RR
Pennsylvania(4/26/2016)
RR
Rhode Island(11/25/2019)
RR
South Carolina(4/26/2016)
RR
South Dakota(4/26/2016)
RR
Tennessee(2/4/2022)
RR
Texas(4/26/2016)
IAR
Texas(11/18/2020)
RR
Vermont(1/23/2018)
RR
Virginia(4/26/2016)
RR
Washington(5/20/2021)
RR
West Virginia(4/26/2016)
RR
Wisconsin(10/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PARADIGM WEALTH ADVISORY LLC
PARADIGM WEALTH ADVISORY LLC | PW ADVISORS
CRD#: 283120 / SEC#: 801-107403
RIA
Registered Investment Advisory firm - (3/23/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1140 Highway 22 East Suite 105, Bridgewater, NJ 08807
Mailing Address
Phone number
(908) 450-7402
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,521 |
| AUM (Assets Under Management) | $ 468,284,162 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARADIGM WEALTH ADVISORY LLC
CRD#: 283120Bridgewater, NJ 08807TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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