Joseph G. Ianni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Greg Ianni, who also goes by Joseph Gregory Ianni, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 2 firms and has passed the Series 63, Series 55, Series 27, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2004 - October 18, 2004
BIREMIS, CORP.
May 7, 1999 - October 27, 2004
SWIFT TRADE SECURITIES USA INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/25/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 11/3/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BIREMIS, CORP.
CRD#: 127840 / SEC#: , 8-66060
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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