Bobby J. Miles

COKER & PALMER

Jackson, MS 39216

Some features on this profile are disabled

CRD#: 3048809

Professional summary

Bobby Joe Miles JR is a registered financial advisor currently at COKER & PALMER located in Jackson, Mississippi.

Bobby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bobby has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Joe Miles JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Bobby Joe Miles JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2009 - Present

COKER & PALMER

Office #1: 1667 Lelia Dr, Jackson, MS 39216Office #2: 1667 Lelia Drive, Jackson, MS 39216

RIA

CRD#: 29163

Jackson, MS

Current

April 17, 2009 - Present

COKER & PALMER

Office #1: 1667 Lelia Dr, Jackson, MS 39216Office #2: 1667 Lelia Drive, Jackson, MS 39216

RIA

CRD#: 29163

Jackson, MS

Past

July 6, 2007 - May 7, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

JACKSON, MS

Past

February 21, 2006 - May 7, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

JACKSON, MS

Past

January 19, 2001 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 6, 1998 - January 29, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COKER & PALMER

CRD#: 29163 / SEC#: 801-77645, 8-44129

RIA

Registered Investment Advisory firm - SEC (2/25/2013 Approved)

Alabama

Registered Investment Advisory firm - SEC (10/9/2014 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (10/14/2014 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (10/9/2014 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (11/8/2014 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/6/2012)

California
(1/17/2017)

District of Columbia
(1/17/2017)

Florida
(11/6/2012)

Georgia
(11/6/2012)

Illinois
(11/28/2023)

Louisiana
(3/22/2018)

Maryland
(7/30/2025)

Mississippi
(4/17/2009)

IAR

Mississippi
(4/17/2009)

New York
(3/22/2018)

North Carolina
(11/6/2012)

Oregon
(6/30/2017)

Tennessee
(11/6/2012)

Texas
(11/6/2012)

Virginia
(11/6/2012)

Wisconsin
(7/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1998

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 5/5/1998

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/4/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

COKER & PALMER

CRD#: 29163 / SEC#: 801-77645, 8-44129

RIA

Registered Investment Advisory firm - SEC (2/25/2013 Approved)

Alabama

Registered Investment Advisory firm - SEC (10/9/2014 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (10/14/2014 Terminated)

Mississippi

Registered Investment Advisory firm - SEC (10/9/2014 Terminated)

Tennessee

Registered Investment Advisory firm - SEC (11/8/2014 Terminated)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1667 Lelia Drive, Jackson, MS 39216

Mailing Address

1667 Lelia Drive, Jackson, MS 39216

Phone number

(601) 354-0860

Established

Mississippi since 07/08/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (10 States and Territories)

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

COKER & PALMER ADV PART 2 2025 (3/11/2025)

Direct owners and executive officers

Name	Position	CRD#
COKER, JAMES DAVID	CHIEF EXECUTIVE OFFICER / CHIEF FINANCIAL OPERATIONS OFFICER / CHIEF LEGAL OFFICER / CCO/PRESIDENT	1238444
GHEE, LORELI ANN	COMPLIANCE OFFICER	1531910

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 244,065,071

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rebecca Schneeberger

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Ridgeland, MS

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bobby J. Miles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Joe Miles JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bobby Joe Miles JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COKER & PALMER

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

COKER & PALMER

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2001

Series 63

Date: 5/14/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/28/1998

Series 52

Date: 5/5/1998

Series 9

Date: 10/4/2000

FINRA

Current Firm

COKER & PALMER

Contact information

SEC notice filing (10 States and Territories)

FINRA licenses (32 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

COKER & PALMER

TRUST BUT VERIFY

Similar Advisors