Carl M. Begin
BRISTOL WEALTH GROUP | Financial Advisor
ATTLEBORO, MA 02703
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CRD#: 3048768
Professional summary
Carl Michael Begin, CFP®, ChFC®, CLU® is a registered financial advisor currently at BRISTOL WEALTH GROUP located in Attleboro, Massachusetts.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Carl has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Tax Planning
Business Succession Planning
Insurance Planning
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Name of Business : Bristol Wealth Group Address: 35 Broadway Fl 2,Taunton, MA Nature of the Business: Other (Independent office affiliated with Raymond James. ) Position/Title: IOfficer - Vice President Investment Related: No Start Date: 05/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: As Chief Investment Officer I advise clients and manage investment accounts. 2.Name of Business : Bristol County Savings Bank Address: Taunton, MA Nature of the Business: Bank/Credit Union Associate Position/Title: Bank/Credit Union Associate Investment Related:Yes Start Date: 04/01/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Bristol County Savings Bank is our FID partner.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Michael Begin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
July 3, 2024 - Present
BRISTOL WEALTH GROUP
Office #1: 150 North Main Street, Attleboro, MA 02703RIA
CRD#: 330145
ATTLEBORO, MA
Past
June 28, 2018 - June 28, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Taunton, MA
Past
May 9, 2018 - June 28, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
TAUNTON, MA
Past
April 30, 2008 - September 7, 2011
BEGIN FINANCIAL CONSULTING, INC.
RIA
CRD#: 146924
LINCOLN, RI
Past
June 1, 2005 - July 19, 2006
STRATEGICPOINT INVESTMENT ADVISORS LLC
RIA
CRD#: 124636
PROVIDENCE, RI
Past
November 23, 1998 - February 5, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 25, 1998 - December 1, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BRISTOL WEALTH GROUP
BRISTOL WEALTH GROUP | RFG - BRISTOL WEALTH ADVISORS, LLC
CRD#: 330145 / SEC#: 801-130278
RIA
Registered Investment Advisory firm - (5/16/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/3/2024)
IAR
Texas(10/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BRISTOL WEALTH GROUP
BRISTOL WEALTH GROUP | RFG - BRISTOL WEALTH ADVISORS, LLC
CRD#: 330145 / SEC#: 801-130278
RIA
Registered Investment Advisory firm - (5/16/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
35 Broadway 2nd Floor, Taunton, MA 02780
Mailing Address
Phone number
(508) 822-0122
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,920 |
| AUM (Assets Under Management) | $ 876,498,739 |
Red Flags
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Company Information
BRISTOL WEALTH GROUP
Financial AdvisorCRD#: 330145Attleboro, MA 02703TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
