Catherine M. Odriscoll
Professional summary
Catherine Mary Odriscoll, who also goes by Kay Odriscoll, is a registered financial professional currently at CARY STREET PARTNERS located in Richmond, Virginia.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 1999. Catherine has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Mary Odriscoll's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2026 - Present
CARY STREET PARTNERS
Office #1: 901 East Byrd Street Suite 1001, Richmond, VA 23219January 2, 2014 - July 2, 2026
FUNDS DISTRIBUTOR, LLC
August 24, 2006 - December 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
June 25, 1999 - September 14, 2000
PRUDENTIAL EQUITY GROUP, LLC
February 9, 1999 - July 1, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2026)
Exams
FINRA
Current Firm
CARY STREET PARTNERS
CRD#: 128089 / SEC#: , 8-66085
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARY STREET PARTNERS FINANCIAL LLC | SOLE MEMBER OF BROKER-DEALER | |
| BAYNE, WALTER DONALD | PRESIDENT OF BROKER-DEALER AND MANAGING DIRECTOR OF CSPF | 4427332 |
| GALLUP, WESLEY HAMILTON | CHIEF OPERATING OFFICER OF CSPF | 5037007 |
| HAYES, JAIMAL CHARAN | CHIEF COMPLIANCE OFFICER OF BROKER-DEALER | 4259937 |
| MITCHELL, KEVIN LEE | HEAD OF ACCOUNTING - CONTROLLER AND FINANCIAL OPERATIONS PRINCIPAL OF BROKER-DEALER | 3085157 |
| RUBIN, MATTHEW LAWRENCE | CHIEF INVESTMENT OFFICER OF CSPF | 3057508 |
| SCHMUCKLER, JOSEPH REDMOND | CHIEF EXECUTIVE OFFICER OF CSPF | 1156472 |
| TULLIDGE, THOMAS HOGSHEAD JR | SECRETARY/TREASURER OF BROKER-DEALER AND CHIEF STRATEGY OFFICER, LEGAL AND FINANCE OF CSPF | 2858022 |
Red Flags
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