David M. Leber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Matthew Leber, who also goes by Dave Leber, Skip Leber, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - December 31, 2014
ANDESA FINANCIAL MANAGEMENT, INC.
August 1, 2002 - June 5, 2003
KNBT SECURITIES, INC.
December 8, 1998 - August 6, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 5, 1995 - January 4, 2010
THE LEBER GROUP INVESTMENT ADVISORY SERVICES, INC.
May 31, 1995 - August 4, 1997
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANDESA FINANCIAL MANAGEMENT, INC.
CRD#: 131702 / SEC#: 801-67683
Contact information
Regulatory assets under management
| Total Number of Accounts | 849 |
| AUM (Assets Under Management) | $ 360,932,361 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/13/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
