Matthew A. Brenner
Professional summary
Matthew Adam Brenner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Matthew had worked at 5 firms, which includes RUMSON CAPITAL LLC, CARLIN EQUITIES LLC, TRADEWAY SECURITIES GROUP INC., TRADE.COM ONLINE SECURITIES INC., GLOBAL FINANCIAL GROUP INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2001 - January 11, 2002
RUMSON CAPITAL, LLC
April 4, 2001 - June 13, 2001
CARLIN EQUITIES, LLC
April 1, 1999 - April 19, 1999
TRADEWAY SECURITIES GROUP, INC.
July 16, 1998 - November 6, 1998
TRADE.COM ONLINE SECURITIES, INC.
April 27, 1998 - July 15, 1998
GLOBAL FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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