Robert D. Lebeau

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CRD#: 304821

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Donald Lebeau, CFP®, who also goes by Bob Lebeau, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1974. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Lebeau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental real estate. No commissions.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 17, 2022 - June 13, 2025

CROWN WEALTH GROUP LLC

RIA

CRD#: 299732

Lamy, NM

Past

June 13, 2014 - January 7, 2022

AXIOM CAPITAL MANAGEMENT, INC.

CRD#: 26580

NEW YORK, NY

Past

March 20, 2008 - June 23, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

January 27, 2006 - March 24, 2008

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

January 3, 2003 - March 24, 2008

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 13, 1994 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

April 8, 1991 - May 9, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 15, 1987 - April 2, 1991

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

December 13, 1984 - January 1, 1988

HAMBRECHT & QUIST LLC

CRD#: 940

Past

June 26, 1984 - December 26, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Past

February 22, 1978 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

February 16, 1978 - February 22, 1978

LEHMAN BROTHERS INCORPORATED

CRD#: 514

Past

May 4, 1977 - April 3, 1978

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 25, 1974 - June 9, 1977

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROWN WEALTH GROUP LLC

CRD#: 299732 / SEC#: 801-120589

RIA

Registered Investment Advisory firm - (3/24/2021 Approved)

New Jersey

Registered Investment Advisory firm - (6/22/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/7/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 12/15/1983

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 6/19/1974

Registered Representative Examination

Current Firm

CROWN WEALTH GROUP LLC

CRD#: 299732 / SEC#: 801-120589

RIA

Registered Investment Advisory firm - (3/24/2021 Approved)

New Jersey

Registered Investment Advisory firm - (6/22/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/7/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/7/2021 Terminated)

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Contact information

Main Address

2108 South Boulevard Unit 300, Charlotte, NC 28203

Mailing Address

Phone number

(704) 360-3995

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-CROWN WEALTH GROUP LLC (6/5/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 316,523,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert D. Lebeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AXIOM CAPITAL MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

LEHMAN BROTHERS INC.

ALEX. BROWN & SONS INCORPORATED

HAMBRECHT & QUIST LLC

LEHMAN BROTHERS INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

LEHMAN BROTHERS INCORPORATED

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

CROWN WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2022

Series 63

Date: 2/27/1980

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

PC

Date: 12/15/1983

Series 1

Date: 6/19/1974

Current Firm

CROWN WEALTH GROUP LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROWN WEALTH GROUP LLC

TRUST BUT VERIFY

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