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William Wright Jr

CRD# 3048195·Registered 1998 - 2020
Barred: William Wright JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

William Wright JR, who also goes by William Wright, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1998 - 2020. William had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Wright

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
February 20, 2015 - November 25, 2020
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
New York, NY
March 21, 2013 - March 4, 2015
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
New York, NY
April 25, 2012 - March 12, 2013
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Huntington, NY
September 22, 2011 - April 16, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
New York, NY
March 24, 2006 - October 20, 2006
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
New York, NY
October 7, 2005 - April 5, 2006
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
June 1, 2004 - May 16, 2005
WADDELL & REED·CRD# 866
BD
Overland Park, KS
November 18, 2003 - March 15, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
November 25, 1998 - October 21, 2003

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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