William Wright
Professional summary
William Wright JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, William had worked at 8 firms, which includes NATIONAL SECURITIES CORPORATION, WOODSTOCK FINANCIAL GROUP INC., ROCKWELL GLOBAL CAPITAL LLC, CHASE INVESTMENT SERVICES CORP., MML INVESTORS SERVICES LLC, PARK AVENUE SECURITIES LLC, WADDELL & REED, NATIONWIDE INVESTMENT SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2015 - November 25, 2020
NATIONAL SECURITIES CORPORATION
March 21, 2013 - March 4, 2015
WOODSTOCK FINANCIAL GROUP, INC.
April 25, 2012 - March 12, 2013
ROCKWELL GLOBAL CAPITAL LLC
September 22, 2011 - April 16, 2012
NATIONAL SECURITIES CORPORATION
March 24, 2006 - October 20, 2006
CHASE INVESTMENT SERVICES CORP.
October 7, 2005 - April 5, 2006
MML INVESTORS SERVICES, LLC
June 1, 2004 - May 16, 2005
PARK AVENUE SECURITIES LLC
November 18, 2003 - March 15, 2004
WADDELL & REED
November 25, 1998 - October 21, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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