David L. Belk
CAROLINA FINANCIAL ADVISORS
Greensboro, NC 27403
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CRD#: 3048030
Professional summary
David Leonard Belk, CFP® is a registered financial advisor currently at CAROLINA FINANCIAL ADVISORS, INC. located in Greensboro, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: NO; ADDRESS: 575 LYNNHAVEN PKWY, STE 310, VIRGINIA BEACH VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES; POSITION: AGENT; START DATE: 11/1/00; APPROX. HRS PER MO: 1; APRROX HRS DURING TRADING HRS: 1; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE
NAME: Belk & Associates DBA Belk Financial Group; investment related: Yes; Location of the business: 2102 North Elm Street Suite F Greensboro, NC 27408; Description of the business: Life Insurance, Variable Annuity & Life, Accident, Health, Life or Sickness - Medicare supplement Long term care; Position Title: President/Owner; Responsibilities Duties: Sales and management ; Start date with business: 1997-03-12; Hours devoted to business during trading hours: 140; Hours devoted to business outside trading hours: 76; Percentage of total yearly compensation expected to be derived from the business: 95.
CRS (Client Relationship Summary) - RIA
Click below to view David Leonard Belk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
July 28, 2020 - Present
CAROLINA FINANCIAL ADVISORS, INC.
Office #1: 100 East Lake Dr. Suite 100, Greensboro, NC 27403RIA
CRD#: 118823
Greensboro, NC
Past
December 31, 2001 - September 10, 2018
FINANCIAL SECURITY ADVISORY INC
RIA
CRD#: 110746
GREENSBORO, NC
Past
November 3, 2000 - October 2, 2018
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
BD
CRD#: 43000
GREENSBORO, NC
Past
August 7, 2000 - November 3, 2000
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
May 1, 1998 - August 7, 2000
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CAROLINA FINANCIAL ADVISORS, INC.
CAROLINA FINANCIAL ADVISORS, INC.
CRD#: 118823 / SEC#: 801-120773
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)North Carolina
Registered Investment Advisory firm - (4/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (4/19/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(6/12/2025)
IAR
Florida(7/10/2025)
IAR
North Carolina(7/28/2020)
IAR
Texas(4/9/2021)
IAR
Virginia(4/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CF
CAROLINA FINANCIAL ADVISORS, INC.
CAROLINA FINANCIAL ADVISORS, INC.
CRD#: 118823 / SEC#: 801-120773
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)North Carolina
Registered Investment Advisory firm - (4/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (4/19/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 East Lake Dr. Suite 100, Greensboro, NC 27403
Mailing Address
Phone number
(336) 333-0176
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,034 |
| AUM (Assets Under Management) | $ 211,621,434 |
Red Flags
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Company Information
CAROLINA FINANCIAL ADVISORS, INC.
CRD#: 118823Greensboro, NC 27403TRUST BUT VERIFY
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