Jeffrey A. Johnson

OLD MISSION INVESTMENT COMPANY

TRAVERSE CITY, MI 49686

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CRD#: 3048003

Professional summary

Jeffrey Allen Johnson is a registered financial advisor currently at OLD MISSION INVESTMENT COMPANY, LLC located in Traverse City, Michigan.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.OLD MISSION INVESTMENT CO., 880 MUNSON AVENUE, SUITE B, TRAVERSE CITY MI 49686. REGISTERED INVESTMENT ADVISORY, REPRESENTATIVE. 100 HOURS/MONTH, 80 DURING TRADING HOURS. 2. OLD MISSION TRUST CO LLC. 880 MUNSON AVE, STE B, TRAVERS CITY MI 49686, TRUST SERVICES, 06/2012, 4HRPMNTH. TRUST COMPANY COMMITTE MEMBER, BOARD OF DIRECTORS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allen Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2010 - Present

OLD MISSION INVESTMENT COMPANY, LLC

Office #1: 880 Munson Avenue Suite B, Traverse City, MI 49686

RIA

CRD#: 140381

TRAVERSE CITY, MI

Past

May 26, 2006 - January 28, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

TRAVERSE CITY, MI

Past

April 24, 2006 - May 30, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TRAVERSE CITY, MI

Past

July 1, 2003 - May 30, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TRAVERSE CITY, MI

Past

June 25, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/21/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/28/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/6/2003

General Securities Sales Supervisor - General Module Examination

Current Firm

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

880 Munson Avenue Suite B, Traverse City, MI 49686

Mailing Address

Phone number

(231) 929-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	2,052
AUM (Assets Under Management)	$ 890,838,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jeffrey A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Allen Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

OLD MISSION INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/1998

Series 63

Date: 7/15/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/23/1998

Series 9

Date: 2/28/2003

Series 10

Date: 2/6/2003

Current Firm

OLD MISSION INVESTMENT COMPANY, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD MISSION INVESTMENT COMPANY, LLC

TRUST BUT VERIFY

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