Robert Moreyra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Moreyra was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2008 - February 27, 2015
CEA ATLANTIC ADVISORS, LLC
October 4, 2001 - October 2, 2009
ATLANTIC AMERICAN CAPITAL ADVISORS, LLC
March 2, 2001 - November 1, 2001
COMMUNICATIONS EQUITY ASSOCIATES, LLC
March 16, 2000 - February 23, 2001
H.C.WAINWRIGHT & CO., LLC
June 28, 1999 - February 29, 2000
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
May 28, 1998 - June 8, 1999
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CEA ATLANTIC ADVISORS, LLC
CRD#: 127146 / SEC#: , 8-65962
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
