Sean K. Reddington

GWN SECURITIES

Windsor Locks, CT 06096

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CRD#: 3047707

Professional summary

Sean Kevin Reddington is a registered financial advisor currently at GWN SECURITIES INC. located in Windsor Locks, Connecticut.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Sean has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed insurance / annuity products, LTC during normal market hours. CONNECT FINANCIAL GROUP, Is Investment Related, DBA, Financial Professional, 08/01/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Kevin Reddington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Sean Kevin Reddington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2019 - Present

GWN SECURITIES INC.

Office #1: 30 Suffield Street, Windsor Locks, CT 06096

RIA

CRD#: 128929

Windsor Locks, CT

Current

August 1, 2019 - Present

GWN SECURITIES INC.

Office #1: 30 Suffield Street, Windsor Locks, CT 06096

RIA

CRD#: 128929

Windsor Locks, CT

Past

March 26, 2018 - August 7, 2019

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

Windsor Locks, CT

Past

March 1, 2018 - August 7, 2019

NATIONWIDE SECURITIES, LLC

CRD#: 11173

Windsor Locks, CT

Past

April 18, 2012 - January 17, 2018

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WINDSOR, CT

Past

February 23, 2011 - January 17, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

February 15, 2011 - March 7, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WINDSOR, CT

Past

September 12, 2008 - April 9, 2009

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

MERIDEN, CT

Past

September 12, 2008 - April 9, 2009

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Past

May 9, 2008 - August 22, 2008

SENTINEL PENSION ADVISORS, LLC.

RIA

CRD#: 109901

WAKEFIELD, MA

Past

March 28, 2006 - August 22, 2008

SENTINEL SECURITIES, LLC.

CRD#: 110942

WETHERSFIELD, CT

Past

December 3, 2003 - November 5, 2004

ORBITEX FUNDS DISTRIBUTOR, INC.

CRD#: 41453

STAMFORD, CT

Past

October 19, 2001 - October 14, 2003

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

June 5, 2000 - October 10, 2000

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

June 11, 1998 - May 30, 2000

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/18/2020)

California
(8/1/2019)

Colorado
(8/1/2019)

Connecticut
(8/1/2019)

IAR

Connecticut
(8/1/2019)

Florida
(8/1/2019)

New York
(8/1/2019)

Ohio
(8/1/2019)

Pennsylvania
(8/1/2019)

Vermont
(4/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/14/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/28/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/8/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2700

Established

Florida since 05/12/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

744

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/11/2025)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT NETWORK	OWNER
BORNHEIMER, LAURA JEANETTE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP	1769643
CORBIN, BRAD JEFFREY	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING	1754065
RITTMAN, BARRY RICHARD	CFO FINOP VP	1997994
WALSH, DENIS STEPHEN	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT	1124278
WALSH, MARY THERESE	SECRETARY	2829444

Regulatory assets under management

Total Number of Accounts	64,207
AUM (Assets Under Management)	$ 3,650,274,405

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean K. Reddington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Kevin Reddington's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sean Kevin Reddington's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

SENTINEL PENSION ADVISORS, LLC.

SENTINEL SECURITIES, LLC.

ORBITEX FUNDS DISTRIBUTOR, INC.

VP DISTRIBUTORS LLC

ESSEX NATIONAL SECURITIES, LLC

OSAIC INSTITUTIONS, INC.

Primary Firm SEC Registration

GWN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/2011

Series 66

Date: 4/28/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2000

Series 6

Date: 6/8/1998

FINRA

Current Firm

GWN SECURITIES INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GWN SECURITIES INC.

TRUST BUT VERIFY

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