Brian S. Towle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Towle, who also goes by Brian S Towle, Brian Scott Towle, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2023 - March 8, 2023
VALMARK SECURITIES, INC.
August 3, 2018 - May 21, 2019
B. RILEY WEALTH ADVISORS, INC.
June 4, 2018 - May 21, 2019
NATIONAL SECURITIES CORPORATION
October 23, 2009 - May 17, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 17, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 23, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 27, 2005 - May 2, 2006
BANC ONE SECURITIES CORPORATION
October 27, 2005 - May 2, 2006
BANC ONE SECURITIES CORPORATION
July 6, 2005 - July 25, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - July 25, 2006
CHASE INVESTMENT SERVICES CORP.
April 1, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 1, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 11, 2004 - January 31, 2005
MSI FINANCIAL SERVICES, INC.
November 7, 2003 - January 31, 2005
METROPOLITAN LIFE INSURANCE COMPANY
November 7, 2003 - January 31, 2005
MSI FINANCIAL SERVICES, INC.
May 9, 2003 - November 7, 2003
EQUITABLE ADVISORS, LLC
April 4, 2003 - November 7, 2003
EQUITABLE ADVISORS, LLC
May 1, 2002 - March 4, 2003
HARRISDIRECT LLC
December 9, 2000 - May 23, 2002
HARRIS INVESTORLINE INC.
June 16, 2000 - December 9, 2000
HARRIS INVESTORLINE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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