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ML

Michael P. Langenfeld

SECURIAN FINANCIAL SERVICES
St Paul, MN 55101
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CRD#: 3047665
ML

Professional summary


Michael Paul Langenfeld is a registered financial professional currently at SECURIAN FINANCIAL SERVICES, INC. located in St Paul, Minnesota.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Paul Langenfeld's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 11, 2010 - Present

SECURIAN FINANCIAL SERVICES, INC.

Office #1: 400 Robert Street North, St Paul, MN 55101
BD
CRD#: 15296
St Paul, MN
Past

October 24, 2008 - August 7, 2009

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
ST. PAUL, MN
Past

October 24, 2008 - August 7, 2009

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
ST. PAUL, MN
Past

February 23, 2005 - September 12, 2008

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

October 25, 2004 - January 21, 2005

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

December 21, 1999 - December 31, 2002

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN
Past

December 16, 1998 - May 21, 1999

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(2/11/2010)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/7/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SF
SECURIAN FINANCIAL SERVICES, INC.
ASCEND FINANCIAL SERVICES, INC. | SECURIAN FINANCIAL SERVICES, INC. | MIMLIC SALES CORPORATION

CRD#: 15296 / SEC#: 801-45152, 8-31955

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
400 Robert Street North, St Paul, MN 55101-2098
Mailing Address
400 Robert Street North, St. Paul, MN 55101-2098
Phone number
(651) 665-1233
Established
Minnesota since 03/27/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
1,750

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

2023-3-22 SECURIAN ONE WRAP FEE PROGRAM BROCHURE (3/22/2023)

Direct owners and executive officers


NamePositionCRD#
SECURIAN FINANCIAL GROUP, INC.100% SHAREHOLDER
CARPENTER, KIMBERLY KAYMEMBER OF BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER & PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OF4266541
FERGUSON, KRISTIN MARYMEMBER OF BOARD OF DIRECTORS, VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, FINOP, & PRINCIPAL OPERATIONS OFFICER6895121
MONTZ, RENEE DENISEMEMBER OF BOARD OF DIRECTORS6014640
OBRIEN, KERI SUESECRETARY6821352

Regulatory assets under management


Total Number of Accounts76,075
AUM (Assets Under Management)$ 20,684,796,225

Disclosures


Regulatory Event10
Arbitration3
Bond10

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/30/2023
Cover Page

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296St Paul, MN 55101

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