Peter K. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Kempston Scott, who also goes by Peter Scott, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2015 - January 14, 2020
GLACIER POINT ADVISORS, LLC
May 11, 2015 - June 22, 2015
VYGR DIGITAL SECURITIES, LLC
December 26, 2013 - April 9, 2015
VYGR DIGITAL SECURITIES, LLC
December 5, 2008 - April 9, 2015
VYGR DIGITAL SECURITIES, LLC
July 9, 2007 - June 11, 2008
ECHOTRADE LLC
July 12, 2005 - May 22, 2007
MONTROSE SECURITIES INTERNATIONAL
May 2, 2002 - November 7, 2002
AMERIPRISE ADVISOR SERVICES, INC.
April 27, 1999 - May 2, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/11/2013
Limited Representative-Equity Trader ExamCurrent Firm
GLACIER POINT ADVISORS, LLC
CRD#: 219515 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 7,944,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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