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JS

Jane E. Starrett

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CRD#: 3047564
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jane Elise Starrett was a registered financial professional .

Jane is a previously registered financial professional and started their career in finance in 1999. Jane had worked at 1 firm and has passed the Series 63 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 9, 1999 - March 21, 2002

TECHNOLOGY FUNDING SECURITIES

BD
CRD#: 43494
SANTA FE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/1999
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/7/1999
Financial and Operations Principal Examination

Current Firm

TF
TECHNOLOGY FUNDING SECURITIES
TECHNOLOGY FUNDING SECURITIES | TECHNOLOGY FUNDING SECURITIES CORPORATION

CRD#: 43494 / SEC#: , 8-50289

BD
Terminated by SEC on 05/17/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 05/28/1993
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TECHNOLOGY FUNDING INC.SHAREHOLDER
KOKESH, CHARLES RAYCEO, PRESIDENT1475844
STARRETT, JANE ELISEVICE PRESIDENT, FINOP3047564

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TECHNOLOGY FUNDING SECURITIES

CRD#: 43494

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