AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
AT

Anders P. Ting

TKC WEALTH MANAGEMENT LLC
Dallas, TX 75230
Some features on this profile are disabled
CRD#: 3047441
AT

Professional summary


Anders Pijen Ting, who also goes by Pi-jen Ting, is a registered financial advisor currently at TKC WEALTH MANAGEMENT LLC located in Dallas, Texas and LANDOLT SECURITIES, INC. located in Dallas, Texas.

Anders is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anders has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pi-Jen Ting

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TK Chen Financial Services, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers securities products and provides investment advice, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for soliciting new businesses, provide investment advice, and offer securities products to clients. 2. TKC Wealth Management LLC, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, manages investment accounts on fee basis, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for managing investment accounts for clients. 3. TKC Risk Advisors LLC, non-investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers insurance products, financial adviser, started in September 2022, devote 20 hours/month during trading hours, responsible for soliciting new insurance businesses. 4. Loan Smart Mortgage LLC, Non-investment related, 802 Rudder Ct., Allen, TX 75013, Residential Mortgage Loan Broker, Mortgage Loan Originator, started in June 2022, 40 Hours/month but devote no time during trading hours, responsible to originate mortgage loan applications and assists clients through application process, document preparation, to the close of the loans. 5.TN Group LLC, non-investment related, 3315 Tack Ln., Sachse, TX 75048, rental property management company, owner, stared in January 2016, 10 hours/month but devote no time during trading hours, owner of the company and manage self-owned rental properties.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Anders Pijen Ting's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 25, 2023 - Present

TKC WEALTH MANAGEMENT LLC

Office #1: 12900 Preston Road, Suite 700, Dallas, TX 75230
RIA
CRD#: 158498
Dallas, TX
Current

November 17, 2022 - Present

LANDOLT SECURITIES, INC.

Office #1: 12900 Preston Rd Suite 700, Dallas, TX 75230
RIA
BD
CRD#: 28352
Dallas, TX
Past

December 11, 2013 - January 31, 2018

COMERICA SECURITIES

BD
CRD#: 17079
DALLAS, TX
Past

November 3, 2000 - April 25, 2012

COMERICA SECURITIES

BD
CRD#: 17079
RICHARDSON, TX
Past

June 12, 1998 - September 20, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TKC WEALTH MANAGEMENT LLC
CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC

CRD#: 158498 / SEC#: 801-133951

RIA
Registered Investment Advisory firm - (7/25/2025 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2022 Terminated)
California
Registered Investment Advisory firm - (9/4/2025 Terminated)
Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)
New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)
New York
Registered Investment Advisory firm - (8/5/2025 Terminated)
Texas
Registered Investment Advisory firm - (8/5/2025 Termination Requested)
Wisconsin
Registered Investment Advisory firm - (8/5/2025 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/25/2023)
IAR
Texas
(1/25/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/13/2023
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TW
TKC WEALTH MANAGEMENT LLC
CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC

CRD#: 158498 / SEC#: 801-133951

RIA
Registered Investment Advisory firm - (7/25/2025 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2022 Terminated)
California
Registered Investment Advisory firm - (9/4/2025 Terminated)
Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)
New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)
New York
Registered Investment Advisory firm - (8/5/2025 Terminated)
Texas
Registered Investment Advisory firm - (8/5/2025 Termination Requested)
Wisconsin
Registered Investment Advisory firm - (8/5/2025 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
12900 Preston Road, Suite 700, Dallas, TX 75230
Mailing Address
Phone number
(214) 389-2000
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/25/2025)

Regulatory assets under management


Total Number of Accounts264
AUM (Assets Under Management)$ 121,759,655

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TKC WEALTH MANAGEMENT LLC

CRD#: 158498Dallas, TX 75230

TRUST BUT VERIFY

Monitor Anders Ting

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
Garland, TX
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics