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Anders Pijen Ting

TKC WEALTH MANAGEMENT
DALLAS, TX
·CRD# 3047441·28 years experience

Professional Summary

Anders Pijen Ting, who also goes by Pi-jen Ting, is a registered financial advisor currently at TKC WEALTH MANAGEMENT LLC located in Dallas, Texas and LANDOLT SECURITIES, INC. located in Dallas, Texas. Anders is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Anders has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pi-Jen Ting

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

TKC WEALTH MANAGEMENT LLC·CRD# 158498
RIA
12900 Preston Road, Suite 700, Dallas, TX 75230
January 25, 2023 - Present
LANDOLT SECURITIES, INC.·CRD# 28352
RIA
BD
12900 Preston Rd Suite 700, Dallas, TX 75230
November 17, 2022 - Present
COMERICA SECURITIES·CRD# 17079
BD
Dallas, TX
December 11, 2013 - January 31, 2018
COMERICA SECURITIES·CRD# 17079
BD
Richardson, TX
November 3, 2000 - April 25, 2012
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
June 12, 1998 - September 20, 2000

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Current Firm

TW
TKC WEALTH MANAGEMENT LLC

CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC

CRD#: 158498 / SEC#: 801-133951
RIA
Registered Investment Advisory firm - SEC (7/25/2025 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (12/31/2022 Terminated)
California
Registered Investment Advisory firm - California (9/4/2025 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (2/25/2022 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (1/5/2016 Terminated)
New York
Registered Investment Advisory firm - New York (8/5/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/5/2025 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (8/5/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

12900 Preston Road, Suite 700, Dallas, TX 75230

Phone Number

(214) 389-2000

# of Employees

6

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

284

AUM (Assets Under Management)

$138,585,943

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TK Chen Financial Services, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers securities products and provides investment advice, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for soliciting new businesses, provide investment advice, and offer securities products to clients. 2. TKC Wealth Management LLC, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, manages investment accounts on fee basis, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for managing investment accounts for clients. 3. TKC Risk Advisors LLC, non-investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers insurance products, financial adviser, started in September 2022, devote 20 hours/month during trading hours, responsible for soliciting new insurance businesses. 4. Loan Smart Mortgage LLC, Non-investment related, 802 Rudder Ct., Allen, TX 75013, Residential Mortgage Loan Broker, Mortgage Loan Originator, started in June 2022, 40 Hours/month but devote no time during trading hours, responsible to originate mortgage loan applications and assists clients through application process, document preparation, to the close of the loans. 5.TN Group LLC, non-investment related, 3315 Tack Ln., Sachse, TX 75048, rental property management company, owner, stared in January 2016, 10 hours/month but devote no time during trading hours, owner of the company and manage self-owned rental properties.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TKC WEALTH MANAGEMENT LLC

CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC

CRD#: 158498 / SEC#: 801-133951
RIA
Registered Investment Advisory firm - SEC (7/25/2025 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (12/31/2022 Terminated)
California
Registered Investment Advisory firm - California (9/4/2025 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (2/25/2022 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (1/5/2016 Terminated)
New York
Registered Investment Advisory firm - New York (8/5/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/5/2025 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (8/5/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(1/25/2023)
IAR
Texas
(1/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2022About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1998About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Anders Pijen Ting's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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