Harvey G. Leason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Glen Leason, who also goes by Glen Harvey Leason, was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1970. Harvey had worked at 11 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1987 - August 9, 2006
TORREY PINES SECURITIES, INC.
January 31, 1986 - December 9, 1987
LA JOLLA HOLDINGS, INC.
November 27, 1984 - February 4, 1986
LA JOLLA SECURITIES, INC.
June 8, 1984 - October 9, 1984
ROONEY, PACE INC.
May 24, 1982 - August 13, 1984
MEYERS SECURITIES CORPORATION
August 17, 1977 - April 5, 1982
WEDBUSH SECURITIES INC.
November 17, 1976 - September 23, 1977
SHEARSON HAYDEN STONE INC.
February 17, 1976 - November 17, 1976
SHEARSON HAYDEN STONE INC.
November 11, 1974 - February 27, 1976
LOEB RHOADES & CO
November 5, 1973 - July 13, 1974
ROBERTS, SCOTT & CO., INC.
May 25, 1970 - December 17, 1973
LEASON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TORREY PINES SECURITIES, INC.
CRD#: 17120 / SEC#: , 8-35004
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
