Alexander P. Revzan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Patrick Revzan, who also goes by Alex Patrick Revzan, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1998. Alexander had worked at 8 firms and has passed the Series 66, Series 56, Series 3, Series 55, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - July 30, 2012
T3 TRADING GROUP, LLC
November 29, 2006 - August 21, 2009
OPTIONSXPRESS, INC.
July 19, 2006 - October 2, 2006
REGAL SECURITIES, INC.
January 13, 2006 - March 9, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
October 3, 2003 - March 8, 2005
CHICAGO INVESTMENT GROUP, LLC
January 24, 2000 - November 13, 2001
WEB STREET SECURITIES, INC.
November 9, 1999 - January 10, 2000
TERRA NOVA FINANCIAL, LLC
June 11, 1998 - July 15, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 1/18/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/8/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
