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GL

George L. Learned

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CRD#: 304662
GL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Louis Learned was a registered financial advisor .

George is a previously registered financial advisor and started their career in finance in 1969. George had worked at 9 firms and has passed the Series 63, SIE, Series 22, Series 6, Series 1, F04 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 21, 2014 - December 31, 2016

JRL CAPITAL CORPORATION

BD
CRD#: 10225
DENVER, CO
Past

January 31, 2013 - April 8, 2014

DALTON STRATEGIC INVESTMENT SERVICES INC.

BD
CRD#: 23485
DENVER, CO
Past

March 5, 2012 - February 1, 2013

FSC SECURITIES CORPORATION

BD
CRD#: 7461
DENVER, CO
Past

May 17, 2004 - March 5, 2012

JRL CAPITAL ADVISORS LLC

RIA
CRD#: 108162
NEWPORT BEACH, CA
Past

April 26, 2004 - March 5, 2012

JRL CAPITAL CORPORATION

BD
CRD#: 10225
IRVINE, CA
Past

May 16, 2002 - April 7, 2004

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
DENVER, CO
Past

May 7, 2002 - April 7, 2004

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

February 24, 1999 - May 7, 2002

LONDON PACIFIC SECURITIES, INC.

BD
CRD#: 25089
SACRAMENTO, CA
Past

January 1, 1999 - April 25, 2002

FDX ADVISORS, INC.

RIA
CRD#: 104601
DENVER, CO
Past

January 15, 1990 - March 3, 1994

LONDON PACIFIC SECURITIES, INC.

BD
CRD#: 25089
SACRAMENTO, CA
Past

April 17, 1989 - November 14, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

October 12, 1988 - March 1, 1989

CHADWICK SECURITIES CORPORATION

BD
CRD#: 18643
Past

March 31, 1975 - May 14, 1976

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

March 17, 1969 - March 1, 1989

LEARNED & COMPANY, INC.

BD
CRD#: 2529

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/1/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/12/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
F04
Date: 10/24/1975
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 12/22/1971
General Securities Principal Examination

Current Firm


JC
JRL CAPITAL CORPORATION
CAPITAL ALLIANCE INVESTMENTS INCORPORATED | JRL CAPITAL CORPORATION

CRD#: 10225 / SEC#: , 8-26657

BD
Terminated by SEC on 07/02/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 06/04/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JRL CAPITAL MANAGEMENT GROUPPARENT COMPANY
LAW, LARRY RICHARDPRESIDENT, CEO, DIRECTOR, CCO1273118

Disclosures


Regulatory Event2
Financial1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JRL CAPITAL CORPORATION

CRD#: 10225

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