Alexander M. Williams
Professional summary
Alexander M Williams was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alexander is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Alexander had worked at 6 firms, which includes J.P. TURNER & COMPANY L.L.C., DPEC CAPITAL INC., MONTROSE CAPITAL MANAGEMENT LTD., AVALON PARTNERS INC., SOLID ISG CAPITAL MARKETS LLC, FIRST LIBERTY INVESTMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2002 - April 10, 2003
J.P. TURNER & COMPANY, L.L.C.
February 7, 2001 - June 7, 2002
DPEC CAPITAL, INC.
October 19, 2000 - February 12, 2001
MONTROSE CAPITAL MANAGEMENT LTD.
May 27, 1999 - November 21, 2000
AVALON PARTNERS, INC.
September 12, 1998 - June 2, 1999
SOLID ISG CAPITAL MARKETS, LLC
August 4, 1998 - September 2, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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