Jamie L. Englebert

ENGLEBERT FINANCIAL ADVISERS

ALLENTOWN, PA 18106

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CRD#: 3046551

Professional summary

Jamie Lyn Englebert, who also goes by Jamie L Englebert, Jamie Englebert, Jamie L Jones, Jamie Lyn Jones, is a registered financial advisor currently at ENGLEBERT FINANCIAL ADVISERS, LLC located in Allentown, Pennsylvania.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jamie has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie L Englebert | Jamie Englebert | Jamie L Jones | Jamie Lyn Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lyn Englebert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2021 - Present

ENGLEBERT FINANCIAL ADVISERS, LLC

Office #1: 1275 Glenlivet Drive Suite 335, Allentown, PA 18106

RIA

CRD#: 300568

ALLENTOWN, PA

Past

June 1, 2009 - January 30, 2014

MORGAN STANLEY

CRD#: 149777

ALLENTOWN, PA

Past

August 26, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ALLENTOWN, PA

Past

June 27, 2000 - September 14, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENGLEBERT FINANCIAL ADVISERS, LLC

ENGLEBERT FINANCIAL ADVISERS, LLC | ENGLEBERT FINANCIAL ADVISORS, LLC

CRD#: 300568 / SEC#: 801-130503

RIA

Registered Investment Advisory firm - (6/18/2024 Approved)

California

Registered Investment Advisory firm - (8/22/2024 Terminated)

Florida

Registered Investment Advisory firm - (7/23/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (7/29/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2024 Terminated)

Virginia

Registered Investment Advisory firm - (7/25/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/25/2021)

IAR

Texas
(9/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/26/2000

General Securities Representative Examination

Current Firm

ENGLEBERT FINANCIAL ADVISERS, LLC

ENGLEBERT FINANCIAL ADVISERS, LLC | ENGLEBERT FINANCIAL ADVISORS, LLC

CRD#: 300568 / SEC#: 801-130503

RIA

Registered Investment Advisory firm - (6/18/2024 Approved)

California

Registered Investment Advisory firm - (8/22/2024 Terminated)

Florida

Registered Investment Advisory firm - (7/23/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (7/29/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (7/23/2024 Terminated)

Virginia

Registered Investment Advisory firm - (7/25/2024 Terminated)

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Contact information

Main Address

1275 Glenlivet Drive Suite 335, Allentown, PA 18106

Mailing Address

Phone number

(484) 350-3301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENGLEBERT FINANCIAL ADVISERS, LLC DISCLOSURE BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	606
AUM (Assets Under Management)	$ 148,912,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jamie L. Englebert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lyn Englebert's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENGLEBERT FINANCIAL ADVISERS, LLC

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ENGLEBERT FINANCIAL ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2021

Series 63

Date: 10/20/2000

Series 7

Date: 6/26/2000

Current Firm

ENGLEBERT FINANCIAL ADVISERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENGLEBERT FINANCIAL ADVISERS, LLC

TRUST BUT VERIFY

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