Matthew P. Andersen

WESTLAKE ASSET MANAGEMENT

Austin, TX 78746

Some features on this profile are disabled

CRD#: 3046402

Professional summary

Matthew Peter Andersen, who also goes by Matthew Peter Andersen, Matthew Andersen, is a registered financial advisor currently at WESTLAKE ASSET MANAGEMENT, LLC located in Austin, Texas and FNEX CAPITAL, LLC located in Austin, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 6, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Peter Andersen | Matthew Andersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ATX WINDY TERRACE - OWNS A COMMERCIAL PROPERTY IN AUSTIN, TX. SOLE MEMBER, 1 HOUR PER MONTH, DUTIES: PROPERTY MANAGEMENT, NON-INVESTMENT RELATED, NO TRADING HOURS, START 2.2014. Westlake Securities, DBA, not investment related. Board Member of Firstclose, not investment related, start 1/1/2019, no compensation, 8 hours per year. Westlake IB, LLC, CEO, start 9/1/19, 40 hours per week, $500,000 per year, not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Peter Andersen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2021 - Present

WESTLAKE ASSET MANAGEMENT, LLC

Office #1: 108 Wild Basin Rd, Suite 250, Austin, TX 78746

RIA

CRD#: 312962

Austin, TX

Current

January 5, 2021 - Present

FNEX CAPITAL, LLC

Office #1: 108 Wild Basin Road Suite 250, Austin, TX 78746

CRD#: 166316

Austin, TX

Past

May 26, 2020 - December 23, 2020

INDEPENDENT INVESTMENT BANKERS, CORP.

RIA

CRD#: 154134

Austin, TX

Past

September 19, 2017 - December 23, 2020

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134

Austin, TX

Past

July 16, 2014 - September 26, 2017

WESTLAKE SECURITIES

CRD#: 127112

AUSTIN, TX

Past

December 18, 2007 - April 28, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

December 18, 2007 - April 28, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

September 8, 2006 - September 7, 2007

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

DEERFIELD, IL

Past

February 9, 2005 - September 7, 2007

M HOLDINGS SECURITIES, INC.

CRD#: 43285

DEERFIELD, IL

Past

January 7, 2002 - February 1, 2005

CLARK SECURITIES, INC.

CRD#: 43803

GREENSBORO, NC

Past

January 4, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

August 21, 1998 - March 6, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(1/5/2021)

Kansas
(1/5/2021)

Missouri
(1/5/2021)

Oklahoma
(1/5/2021)

Texas
(1/5/2021)

IAR

Texas
(6/13/2021)

Wisconsin
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 5/2/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 3/28/2008

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/18/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WESTLAKE ASSET MANAGEMENT, LLC

CRD#: 312962 / SEC#:

Texas

Registered Investment Advisory firm - (6/13/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

108 Wild Basin Rd, Suite 250, Austin, TX 78746

Mailing Address

Phone number

(512) 653-0984

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew P. Andersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Peter Andersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNEX CAPITAL, LLC

INDEPENDENT INVESTMENT BANKERS, CORP.

INDEPENDENT INVESTMENT BANKERS, CORP.

WESTLAKE SECURITIES

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

CLARK SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2001

Series 63

Date: 1/12/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 5/2/2017

Series 7

Date: 4/13/2001

Series 6

Date: 8/18/1998

Series 27

Date: 3/28/2008

Series 24

Date: 8/18/2006

FINRA

Current Firm

WESTLAKE ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

WESTLAKE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors