Manuel F. Zamora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Feria Zamora, who also goes by Manuel Zamora, was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1998. Manuel had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2016 - September 3, 2021
VARIABLE INVESTMENT ASSOCIATES, INC.
June 7, 2007 - May 19, 2009
VARIABLE INVESTMENT ASSOCIATES, INC.
January 2, 2004 - December 31, 2006
VARIABLE INVESTMENT ASSOCIATES, INC.
February 9, 2002 - December 31, 2003
PARKLAND SECURITIES, LLC
October 11, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
May 22, 1998 - July 17, 2001
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
