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HL

Higinio Quesada Leal

CRD# 304622·Registered 1972 - 1988
Previously Registered: Being a previously registered professional could mean that Higinio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Higinio Quesada Leal was a registered financial advisor. Higinio was a previously registered financial professional and started their career in finance 1972 - 1988. Higinio had worked at 10 firms and has passed the Series 000 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

PALM BEACH FINANCIAL, INC.·CRD# 19477
BD
April 5, 1988 - November 9, 1988
ROYAL PALM INVESTMENT SECURITIES, INC.·CRD# 19575
BD
September 2, 1987 - November 13, 1987
HUBERMAN SECURITIES CORP.·CRD# 10133
BD
May 28, 1987 - July 25, 1987
AMERICAN SECURITIES GROUP OF FLORIDA, INC.·CRD# 8467
BD
February 19, 1986 - June 23, 1987
GRUNTAL & CO., L.L.C.·CRD# 372
BD
November 18, 1985 - December 10, 1985
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
March 2, 1979 - September 27, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
November 1, 1974 - April 5, 1979
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.·CRD# 65
BD
April 24, 1974 - December 19, 1985
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
November 14, 1972 - May 10, 1974
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED·CRD# 243
BD
September 15, 1972 - November 14, 1972
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 14, 1972 - September 24, 1984

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Current Firm

PB
PALM BEACH FINANCIAL, INC.

PALM BEACH FINANCIAL, INC.

CRD#: 19477 / SEC#: 8-37523
BD
Expelled by FINRA on 10/29/1992

Contact Information

Established

Florida since 02/13/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 000 — General Securities Principal Examination

Passed Sep 1972

Series 1 — Registered Representative Examination

Passed Sep 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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