Higinio Q. Leal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Higinio Quesada Leal was a registered financial professional .
Higinio is a previously registered financial professional and started their career in finance in 1972. Higinio had worked at 10 firms and has passed the Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1988 - November 9, 1988
PALM BEACH FINANCIAL, INC.
September 2, 1987 - November 13, 1987
ROYAL PALM INVESTMENT SECURITIES, INC.
May 28, 1987 - July 25, 1987
HUBERMAN SECURITIES CORP.
February 19, 1986 - June 23, 1987
AMERICAN SECURITIES GROUP OF FLORIDA, INC.
November 18, 1985 - December 10, 1985
GRUNTAL & CO., L.L.C.
March 2, 1979 - September 27, 1980
PRUDENTIAL EQUITY GROUP, LLC
November 1, 1974 - April 5, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
April 24, 1974 - December 19, 1985
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.
November 14, 1972 - May 10, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 15, 1972 - November 14, 1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
September 14, 1972 - September 24, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 9/14/1972
General Securities Principal ExaminationSeries 1
Date: 9/14/1972
Registered Representative ExaminationCurrent Firm
PALM BEACH FINANCIAL, INC.
CRD#: 19477 / SEC#: , 8-37523
Contact information
Documents
Red Flags
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