Deborah R. Frisby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Rita Frisby was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2002. Deborah had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2006 - December 31, 2014
AEPG WEALTH STRATEGIES
July 11, 2002 - July 26, 2006
VANGUARD ADVISERS, INC.
June 21, 2002 - July 26, 2006
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
AEPG WEALTH STRATEGIES
CRD#: 109859 / SEC#: 801-32089
Contact information
Red Flags
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