Frank P. Marzano
WEALTHSPIRE ADVISORS | Managing Principal CFP®, CPA
Boca Raton, FL 33432
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CRD#: 3045864
Professional summary
Frank Patrick Marzano, CFP® is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Boca Raton, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Frank has worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Biography
Frank is the founder and Managing Principal of GM Advisory Group. With over 25 years of experience, he is a trusted advisor who thoroughly understands the many opportunities and complexities of managing wealth.
When Frank founded GMAG in 2004, he knew there was a better way for successful individuals and families to manage their wealth and financial lives. Families needed to work with a lineup of brokers, attorneys, and accountants to put all the pieces together. He realized he could offer a higher level of service to his clients by coordinating all of their financial activities. At GMAG, Frank leverages his experience and insight to proactively guide clients along their financial and life journeys, offering his clients peace of mind.
Today, GMAG is a boutique wealth management firm with a deeply personal, collaborative approach that serves the unique demands of high net-worth individuals and families. Frank has built GMAG into the dedicated firm it is today, offering comprehensive, customizable services that encompass a full spectrum of financial needs to help clients accomplish what they value most.
Holding several professional credentials, Frank is active in the wealth management industry by speaking at conferences and sharing information and ideas with other thought leaders. He is continuously featured as a top financial advisor in numerous publications, including Barron’s and Forbes.
Frank is committed to helping his community and serves as a board member of various organizations. GMAG continues Frank’s vision through its Good Works initiative, working closely with nonprofit organizations that make a difference in our neighborhoods and communities. GMAG also supports like-minded clients and their families in conducting their own charitable endeavors—establishing foundations, developing advisory boards, and activating key programs to better our world.
Question & Answer
What are your service offerings?
Executive services/Equity comp...
Trading individual securities
Insurance
Trust & estate planning
Financial planning
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hy Flyers GC/Fairway TM Co 1 LLC. Not investment-related. 222 Lakeview West Palm Beach, FL 33401. HyFlyers GC is a golf team associated with the LIV Golf League. LIV Golf is a professional golf tour established in 2021. Team Principal. October 2022. Approximately 3 hours per week will be devoted to Hy Flyers, which may include during trading hours though will not impact responsibilities at GMAG. Frank is responsible for business oversight with the league and the day-to-day management of the team. GMAG Management LP. Investment Related. 150 East Palmetto Park Road, Suite 500, Boca Raton, FL 33432. Asset Management. Investment Manager. Investment manager to execute processes necessary for the oversight and administration of GM Advisory Group's private fund program. 11/01/2023. 8hrs/month. 8hrs/month. Day-to-day operational and investor relation functions for various private funds.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Patrick Marzano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 2, 2021 - Present
WEALTHSPIRE ADVISORS
Office #1: 150 East Palmetto Park Road Suite 800, Boca Raton, FL 33432RIA
CRD#: 147592
Boca Raton, FL
Past
May 6, 2010 - December 31, 2011
P.J. ROBB VARIABLE, LLC
BD
CRD#: 38339
MEMPHIS, TN
Past
August 14, 2008 - October 22, 2008
WEALTHSPIRE ADVISORS
RIA
CRD#: 147592
PORT WASHINGTON, NY
Past
April 16, 2004 - May 5, 2010
CETERA ADVISORS LLC
BD
CRD#: 10299
PORT WASHINGTON, NY
Past
August 11, 2000 - March 31, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 11, 2000 - March 31, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 30, 1999 - July 28, 2000
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
POUGHKEEPSIE, NY
Past
April 23, 1998 - November 10, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC
CRD#: 147592 / SEC#: 801-69418
RIA
Registered Investment Advisory firm - (7/29/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/24/2021)
IAR
New York(9/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC
CRD#: 147592 / SEC#: 801-69418
RIA
Registered Investment Advisory firm - (7/29/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Broadhollow Road Suite 301, Melville, NY 11747
Mailing Address
Phone number
(631) 227-3900
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 3,682,831,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/01/2025 | ||
| 09/05/2024 | ||
| 11/07/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
WEALTHSPIRE ADVISORS
Managing Principal CFP®, CPACRD#: 147592Boca Raton, FL 33432TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
