Steven B. Kreminski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Barry Kreminski, who also goes by Steven B Kreminski, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2011 - April 13, 2012
RODMAN & RENSHAW, LLC
September 18, 2007 - May 24, 2011
SETON SECURITIES GROUP, INC.
January 10, 2005 - September 25, 2007
MAXIM GROUP LLC
November 11, 2002 - January 11, 2005
BROKERAGEAMERICA, LLC
February 25, 1999 - November 21, 2002
DEUTSCHE IXE, LLC
June 16, 1998 - January 8, 1999
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
RODMAN & RENSHAW, LLC
CRD#: 16415 / SEC#: , 8-33862
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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