Karla A. Cain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karla A Cain, who also goes by Karla A Bilenda, Karla Ann Bilenda, Karla Ann Cain, Karla Ann White, was a registered financial professional .
Karla is a previously registered financial professional and started their career in finance in 2005. Karla had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2014 - August 17, 2015
CALAMOS WEALTH MANAGEMENT LLC
June 4, 2014 - August 17, 2015
CALAMOS FINANCIAL SERVICES LLC
June 1, 2009 - May 14, 2014
MORGAN STANLEY
June 1, 2009 - May 14, 2014
MORGAN STANLEY
May 29, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 12, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 24, 2005 - December 5, 2005
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,434 |
| AUM (Assets Under Management) | $ 4,090,678,284 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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