Lawrence H. Cheung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Hoiwai Cheung, who also goes by Lawrence Hoi Wai Cheung, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1998. Lawrence had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1999 - May 9, 2000
SUPERTRADE SECURITIES, INC.
January 20, 1999 - April 9, 1999
SUMMIT TRADING, INC.
December 2, 1998 - October 19, 2000
U.S. SECURITIES & FUTURES CORP.
August 7, 1998 - October 1, 1998
GO TRADING, INC.
July 24, 1998 - October 7, 1998
BLOCK TRADING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
SUPERTRADE SECURITIES, INC.
CRD#: 46960 / SEC#: , 8-51604
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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