Bruce G. Leader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Gene Leader was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 2 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1991 - September 3, 1993
BRADESCO INVESTMENTS INC.
August 22, 1986 - May 14, 1990
TRADEX BROKERAGE SERVICE, INC.
November 24, 1982 - June 14, 1983
TRADEX BROKERAGE SERVICE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/17/1969
Registered Representative ExaminationSeries 00
Date: 11/17/1969
General Securities Principal ExaminationCurrent Firm
BRADESCO INVESTMENTS INC.
CRD#: 19453 / SEC#: , 8-37483
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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