Robert P. Leacox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Printy Leacox, CFP®, who also goes by Robert Printy Leacock, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 8 firms and has passed the Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2022
Experience
February 16, 1990 - November 9, 1990
JJC SECURITIES CO., INC.
November 10, 1988 - February 5, 1990
HANIFEN, IMHOFF SECURITIES CORP.
September 16, 1977 - November 8, 1988
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
April 1, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
May 10, 1971 - April 2, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
January 19, 1968 - August 16, 1972
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/17/1968
Registered Representative ExaminationSeries 40
Date: 6/17/1976
Registered Principal ExaminationCurrent Firm
JJC SECURITIES CO., INC.
CRD#: 3144 / SEC#: , 8-17911
Contact information
Documents
Red Flags
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