Charles G. Stout

CBIZ INVESTMENT ADVISORY SERVICES

Boca Raton, FL 33431

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CRD#: 3045307

Professional summary

Charles Garlin Stout, who also goes by Chuck Stout, is a registered financial advisor currently at CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Boca Raton, Florida and CBIZ FINANCIAL SOLUTIONS, INC. located in Boca Raton, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Stout

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A MAJORITY OF TIME IS DEDICATED TO A ROLE PROVIDING NON-INVESTMENT RELATED SERVICES FOR THE PARENT COMPANY OF THE BROKER-DEALER OR ONE OR MORE OF ITS AFFILIATED COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Garlin Stout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2018 - Present

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Office #1: 2255 W. Glades Road Suite 321a, Boca Raton, FL 33431

RIA

CRD#: 286002

Boca Raton, FL

Current

March 27, 2012 - Present

CBIZ FINANCIAL SOLUTIONS, INC.

Office #1: 2255 W. Glades Rd Suite 321a, Boca Raton, FL 33431

RIA

CRD#: 16678

Boca Raton, FL

Past

July 26, 2017 - December 31, 2021

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

CLEVELAND, OH

Past

December 1, 2006 - March 28, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

BOCA RATON, FL

Past

June 16, 2004 - June 16, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

BOCA RATON, FL

Past

June 7, 2004 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

BOCA RATON, FL

Past

February 26, 1999 - June 17, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 26, 1998 - March 21, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES

CRD#: 286002 / SEC#: 801-108996

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/27/2012)

IAR

Florida
(1/4/2019)

Georgia
(3/27/2012)

North Carolina
(11/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES

CRD#: 286002 / SEC#: 801-108996

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

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Contact information

Main Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Mailing Address

Phone number

(216) 447-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CBIZ IAS BROCHURE NO WRAP (3/27/2025)

THE CBIZ INR WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,658
AUM (Assets Under Management)	$ 10,491,932,749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles G. Stout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Garlin Stout's CRS (Customer Relationship Summary).

Certified licenses

Experience

CBIZ FINANCIAL SOLUTIONS, INC.

CBIZ FINANCIAL SOLUTIONS, INC.

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

MONY SECURITIES CORPORATION

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

CBIZ INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2017

Series 63

Date: 3/22/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2001

Series 6

Date: 5/22/1998

FINRA

Current Firm

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CBIZ INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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